Do Foreign Companies in India fare better in R&D Spend?

 What makes a foreign company in India? 

“Direct Investment Enterprise is an incorporated or unincorporated enterprise in which a direct investor, who is resident in another economy, owns 10 per cent or more of the ordinary shares or voting power for an incorporate enterprise) or the equivalent (for an unincorporated enterprise)”.

 Global Scenario

FDI has spread to become a truly global phenomenon, no longer the exclusive preserve of OECD countries. FDI has grown in importance in the global economy with FDI stocks now constituting over 20% of global GDP. In the last few years, the emerging market countries such as China and India have become the most favoured destinations for FDI and investor confidence in these countries has soared. As per the FDI Confidence Index compiled by A.T. Kearney for 2005, China and India hold the first and second position respectively, whereas United States has slipped to the third position.

Statastics

According to the Reserve Bank Of  India data [RBI Bulletin April 2006] there are slightly more than 500 Foreign Direct Investment Companies in the country. These have ownership of eight different countries. The largest being from the U.S., followed by the U.K. and Mauritius. These companies are, however, minor players in the industrial context of our country.  They fall in the industries category such as, food products, chemicals, electrical machinery, machine tools, motor vehicles and retail trading. On the whole the R&D intensity of these companies is not considerable, though in recent years they show an increasing trend.

All Foreign Direct Invest Companies (508)

 Year

2001-02

 2002-03

 2003-04

Sales (Rs. lakh)

86,228,35

92,189,93

1,03,870,63

R & D (Rs. lakh)

215,11

298,72

328,45

R & D Intensity

0.25%

0.32%

0.32%

 

 

The table above indicates that the R& D expenditure has been increasing every year. The sales turnover too has been  increasing at a higher pace. 

 

A detailed picture of the statistics (Annual sales, R&D spending and R&D intensity) of FDI’s in various countries is shown in the table below.

 

The selected 508 FDI companies show improved performance in terms of high growth rates in sales and value of production in 2003-04 as compared to the respective growth rates in the previous year. They recorded a net outflow of Rs. 816 crore in foreign currencies during 2003-04 as compared to net inflow of Rs.465 crore during 2002-03. Companies having a major portion of FDI from U.S.A and U.K. registered net inflow of foreign currencies in both 2002-03 and 2003-04 whereas companies having major portion of FDI from Germany, Switzerland, Japan, France and the Netherlands registered net outflow of foreign currencies in all the three years under study. The total earnings in foreign currency increased by 16.3% in 2003-04 as against an increase of 11.8% in the previous year. The total foreign currency expenditure by these companies also increased at a high rate of 24.6% in 2003-04 in comparison to 5.4% recorded in 2002-03.

 

The data also indicate that companies with Switzerland interest accounts for the highest R&D intensity (0.839%) followed by Germany with 0.619% in the Year 2005. But in absolute terms  U.K. Stands first for the year 2005.

 

Selected Foreign Direct Investment Companies – Country-wise

Year

2001-02

2002-03

2003-04

U.K. (80)

Net Sales (Rs.lakh)

33,068,30

34,315,12

38,112,91

R & D (Rs. lakh)

99,18

113,70

134,27

R & D Intensity

0.299%

0.331%

0.352%

U.S.A. (95)

Net Sales (Rs.lakh)

11,663,22

13,476,10

15,523,51

R & D (Rs. lakh)

34,80

39,98

42,65

R & D Intensity

0.298%

0.296%

0.274%

Germany (61)

Net Sales (Rs.lakh)

5,133,73

5,807,06

6,521,42

R & D (Rs. lakh)

31,02

39,62

40,35

R & D Intensity

0.604%

0.682%

0.619%

Switzerland (19)

Net Sales (Rs.lakh)

2,068,23

2,308,06

2,432,01

R & D (Rs. lakh)

8,26

10,43

20,41

R & D Intensity

0.399%

0.452%

0.839%

Japan (36)

Net Sales (Rs.lakh)

8,421,36

9,502,36

10,121,96

R & D (Rs. lakh)

13,01

18,12

18,81

R & D Intensity

0.154%

0.191%

0.186%

France (13)

Net Sales (Rs.lakh)

1,016,32

1,050,87

1,283,40

R & D (Rs. lakh)

3,49

3,03

4,37

R & D Intensity

0.343%

0.288%

0.341%

Netherlands (23)

Net Sales (Rs.lakh)

3,136,39

3,212,68

3,492,23

R & D (Rs. lakh)

5,90

14,59

19,19

R & D Intensity

0.188%

0.454%

0.550%

Mauritius (48)

Net Sales (Rs.lakh)

9,511,95

9,752,09

12,152,66

R & D (Rs. lakh)

5,66

31,32

29,82

R & D Intensity

0.060%

0.321%

0.245%

Among the industry groups motor vehicles, Machinery and Machine tools, Computer and related activities and chemicals come out strongly in overall turnover during 2003-04

 

Motor vehicles and other transport equipments Industry is the largest investor in R&D with Rs.104 crores and R&D intensity of 0.63 percent, among the FDIs.

 

                                        Selected Foreign Direct Investment Companies – Industry - wise

Year

2001-02

2002-03

2003-04

Tea Plantations

Net Sales (Rs.lakh)

818,71

802,53

820,56

R & D (Rs. lakh)

60

46

54

R & D Intensity

0.073%

0.057%

0.066%

Food products and Beverages

Net Sales (Rs.lakh)

4,136,78

4,250,13

4,733,66

R & D (Rs. lakh)

79

4,65

2,94

R & D Intensity

0.019%

0.109%

0.062%

Chemicals and Chemical products

Net Sales (Rs.lakh)

22,859,50

22,577,55

23,740,43

R & D (Rs. lakh)

74,74

77,28

83,49

R & D Intensity

0.327%

0.342%

0.352%

Rubber and Plastic products

Net Sales (Rs.lakh)

2,082,26

2,304,22

2,472,59

R & D (Rs. lakh)

1,41

2,66

3,64

R & D Intensity

0.068%

0.115%

0.147%

Machinery and Machine tools

Net Sales (Rs.lakh)

8,973,65

9,744,06

11,222,02

R & D (Rs. lakh)

31,68

47,18

56,86

R & D Intensity

0.353%

0.484%

0.507%

Electrical machinery and apparatus

Net Sales (Rs.lakh)

4,208,15

4,533,68

4,852,62

R & D (Rs. lakh)

17,42

22,84

23,59

R & D Intensity

0.414%

0.504%

0.486%

Motor vehicles and other transport equipments

Net Sales (Rs.lakh)

12,012,70

14,046,83

16,422,59

R & D (Rs. lakh)

55,35

72,32

104,01

R & D Intensity

0.461%

0.515%

0.633%

Wholesale and Retail trade

Net Sales (Rs.lakh)

837,63

844,21

671,31

R & D (Rs. lakh)

84

13,20

1,36

R & D Intensity

0.100%

1.564%

0.203%

Computer and related activities

Net Sales (Rs.lakh)

2,417,17

2,904,22

3,783,82

R & D (Rs. lakh)

1,53

22,45

15,40

R & D Intensity

0.063%

0.773%

0.407%

   Global Trend 

As companies make overseas investments, particularly in R&D, several factors dominate their location decisions, including lower costs, higher quality labor, protection of intellectual-property rights, reliable educational systems and sophisticated IT infrastructures. Developing countries in Asia and Eastern Europe are experiencing the largest investments in R&D investments as these countries become integral to multinational companies’ global innovation processes. R&D investments in the industrialized world will continue, but at a less robust pace. The pace of off shoring will intensify, as all corporate functions, including R&D shift overseas.

 

Conclusion

 

India’s FDI flows continue to be the skill intensive, and concentrated in information and technology areas Heavy and light manufacturing sectors are optimistic about India. Pohang Iron & Steel (South Korea) confirmed a $ 12 billion deal to build a steel plant and develop iron ore in Orissa.

 

On the whole the FDI companies show an awareness of the need for R&D in the business context. Yet, they are not exemplary in the context for their R&D thrust as depicted by the data.

 

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